Archive

Published issues are listed newest first.

19 issues

August 10, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 2 of August

This week’s SOX and ITGC developments center on a renewed SEC focus on financial reporting enforcement and the growing governance implications of artificial intelligence in financial processes. The discussion also highlights evolving expectations around AI controls, officer certifications, filer-status reform, and several regulatory and standard-setting developments relevant to audit readiness and financial reporting governance.

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August 3, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 1 of August

As organizations expand the use of artificial intelligence in financial and operational processes, SOX and ITGC discussions are moving beyond general AI policy toward the controls that govern how automated systems actually operate. This week's developments highlight proposed changes to SEC filer classifications, certification risks involving AI-generated financial information, the importance of reliable data and access governance, and the need to build auditability into automated workflows from the outset.

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July 27, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 4 of July

Welcome to the SOX & ITGC Weekly Digest for Week 4 of July 2026. This week's developments highlight how existing internal-control principles are being applied to emerging technology risks, including AI-assisted financial reporting, cloud-based systems, automated workflows, machine identities, and continuous control monitoring.

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July 20, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 3 of July

This week's SOX and ITGC digest focuses on a significant SEC filer-status proposal, the growing governance implications of artificial intelligence, the expanding use of continuous control monitoring, and changes affecting the timing and quality of audit evidence. Across these topics, a common theme emerges: automation can improve compliance coverage and efficiency, but only when supported by clear ownership, reliable data, appropriate access controls, documented review, and effective monitoring.

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July 13, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 2 of July

This week's developments and practice signals highlight how artificial intelligence is moving deeper into financial reporting, audit, and enterprise control environments. The central message is not that regulators have created a separate AI-specific SOX rulebook. Rather, organizations and auditors are beginning to apply existing internal-control, risk-management, and governance expectations to AI-enabled processes.

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July 6, 2026

Podcast episode

Weekly SOX & ITGC Digest: Week 1 of July

This week's digest examines several developments shaping the relationship between technology, financial reporting, and internal control. Key themes include audit-documentation timelines, the SEC's proposed filer-status changes, governance over artificial intelligence, AI-related disclosure risk, and the growing use of continuous control monitoring.

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June 29, 2026

Weekly SOX & ITGC Digest: Week 4 of June

Welcome to your weekly briefing on the technological evolution of the Sarbanes-Oxley (SOX) Act. As the mid-year point of 2026 closes, regulatory updates show standard setters moving past high-level artificial intelligence mandates to target the exact engineering mechanics behind data integrity and corporate data pipelines.

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June 22, 2026

Weekly SOX & ITGC Digest: Week 3 of June

As of Monday, June 22, 2026, the strategic intersection of technology and Sarbanes-Oxley (SOX) compliance focuses tightly on the narrow execution of automated audit timelines, federal crackdowns on "AI washing," and the integration of autonomous platforms into corporate data loops.

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June 15, 2026

Weekly SOX & ITGC Digest: Week 2 of June

This week's SOX and ITGC digest focuses on a continued shift in the compliance conversation: AI and automation are moving from experimental tools into areas where governance, documentation, access control, and evidence readiness matter directly. The key theme is not that SOX itself has changed, but that technology-enabled processes now require clearer oversight, stronger substantiation, and more disciplined audit support.

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June 8, 2026

Weekly SOX & ITGC Digest: Week 1 of June

This week's SOX and ITGC digest focuses on selected developments shaping the intersection of financial reporting controls, automation, artificial intelligence, and audit readiness. The common theme is clear: technology is expanding the speed, scale, and visibility of compliance activities, but it does not remove the need for documented control ownership, reliable evidence, risk-based scoping, and careful governance.

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April 20, 2026

Weekly SOX & ITGC Digest: April 20, 2026

It is Monday, April 20, 2026. This week’s SOX technology update is defined by a massive shift in regulatory enforcement. The SEC has moved from observation to active investigation, signaling that "AI governance" is no longer a peripheral IT concern but a core component of financial integrity.

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April 13, 2026

Weekly SOX & ITGC Digest: April 13, 2026

It is Monday, April 13, 2026. This week’s SOX technology update highlights a critical transition: AI Agents have officially moved from "novelty" to "material risk," and the SEC is pivoting toward a "technology-neutral" enforcement stance that demands human accountability for algorithmic actions.

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April 6, 2026

Weekly SOX & ITGC Digest: April 6, 2026

It is Monday, April 6, 2026. This week’s SOX technology update highlights a major legislative push for modernization and the first real-world deployments of "Agentic AI" in the audit space. We are seeing a definitive shift from periodic checklists to Continuous Control Monitoring (CCM).

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March 30, 2026

Weekly SOX & ITGC Digest: March 30, 2026

It is Monday, March 30, 2026. This week’s SOX technology update highlights a major shift: the SEC is moving toward "technology-neutral" rules, while the private sector is rapidly deploying "Agentic AI" to handle the heavy lifting of audit evidence.

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March 23, 2026

Weekly SOX & ITGC Digest: March 23, 2026

It is Monday, March 23, 2026. This week’s SOX technology update highlights a critical pivot from "AI experimentation" to "AI Accountability." Regulators are no longer just watching how companies use AI; they are actively auditing the internal controls governing those AI systems to prevent material financial misstatements.

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March 16, 2026

Weekly SOX & ITGC Digest: March 16, 2026

It is Monday, March 16, 2026. This week’s SOX technology compliance landscape is dominated by the practical implementation of "Agentic AI" and the regulatory shift toward "Continuous Monitoring" as the new standard for audit evidence.

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March 9, 2026

Weekly SOX & ITGC Digest: March 9, 2026

As of Monday, March 9, 2026, the integration of high-level AI and real-time monitoring has fundamentally shifted the Sarbanes-Oxley (SOX) landscape. Regulators and auditors are moving away from traditional "sample-based" testing toward 100% data verification.

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March 1, 2026

Weekly SOX & ITGC Digest: March 1, 2026

As of early March 2026, the influence of technology on Sarbanes-Oxley (SOX) Act compliance has shifted from "digital transformation" to a high-stakes era of AI governance and continuous monitoring.

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